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Showing 41 to 50 of 432 search results for Mutuals Public Register.

  1. Fake FCA emails, websites, letters and phone calls

    Scams Published: 04/04/2016 Last modified: 28/09/2020
    Find out how fraudsters claim to be from the FCA and other organisations, and what you can do to spot and avoid these scams
  2. How the legislation changes affect industrial and provident societies and credit unions in Northern Ireland: further information

    New firm authorisation Published: 30/01/2018 Last modified: 30/01/2018
    On 6 April 2018, new legislation comes into effect. These are legislative changes passed by the Northern Ireland Assembly in the Credit Unions and Co-operative and Community Benefit Societies (Northern Ireland) Act 2016 (‘2016 Act’).
  3. CP18/34: Regulatory fees and levies: policy proposals for 2019/20

    Consultation papers Published: 15/11/2018 Last modified: 19/06/2019
    This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees.
  4. Directory of certified and assessed persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 12/10/2020
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  5. Mutual Societies Public Records Order Form [doc]

    Forms Published: 01/04/2013 Last modified: 09/04/2013
  6. Events

    Events Last modified: 28/09/2020
    FCA events
  7. Notification and disclosure of net short positions

    Markets Short selling Published: 13/05/2016 Last modified: 17/09/2020
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 
  8. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 08/09/2020
    Firm details are the basic facts we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  9. Firms

    Firms Last modified: 08/10/2020
    Tasks for regulated firms and authorisation information for new firms
  10. ScamSmart resources

    ScamSmart Last modified: 28/08/2020
    ScamSmart resources