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Showing 1 to 10 of 267 search results for MiFID II wholesale firms.

1. MiFID II wholesale firms conference 2015

   News stories Published: 30/10/2015 Last modified: 11/11/2015
   MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. ... MiFID II wholesale firms conference 2015.

2. MiFID II: The future of European trading in the balance

   Speeches Published: 19/09/2014 Last modified: 01/11/2016
   Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

3. Wholesale market policy – a year in review

   Speeches Published: 11/12/2015 Last modified: 11/12/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

4. Independence, confidence and fairness

   Speeches Published: 04/02/2016 Last modified: 04/02/2016
   Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

5. From intellectual certainty to debate

   Speeches Published: 25/02/2015 Last modified: 26/02/2015
   Including areas like FX remediation work, the Fair and Effective Markets Review, MiFID II implementation, wholesale competition work and the like – where policy discussions over economic objectives are heavily contextualised by ... Just two on liquidity

6. MiFID II: retail investment advice firms

   Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
   A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

7. MiFID II – the road ahead

   Speeches Published: 20/10/2015 Last modified: 26/10/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

8. Event costs

   Last modified: 08/04/2024
   Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

9. Effective global regulation in capital markets

   Speeches Published: 05/12/2017 Last modified: 11/04/2018
   Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

10. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017