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Showing 1 to 10 of 157 search results for MiFID II to the Prospectus Rules.

1. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

   Policy statements Published: 03/07/2017 Last modified: 03/07/2017
   This Policy Statement covers the MiFID II rules of most relevance to consumers. ... Firms must continue with their preparations for the application of MiFID II on 3 January 2018.

2. Key requirements of firms

   Firms Published: 30/09/2020 Last modified: 31/03/2022
   Firms should have prioritised these key requirements following the end of the transition period.

3. A forward look at regulation of the UK’s wholesale financial markets

   Speeches Published: 16/03/2021 Last modified: 16/03/2021
   Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.

4. PRIIPs Regulation

   Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
   Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

5. Wholesale market policy – a year in review

   Speeches Published: 11/12/2015 Last modified: 11/12/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

6. TR14/7: Clarity of fund charges

   Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
   A number of new European legislations are due to be implemented over the coming years, including PRIIPS and MiFID II, which will change the way information is provided to investors at ... This report is a reminder of the current rules that firms should

7. Transitional provisions and regimes

   Firms Published: 01/10/2020 Last modified: 31/03/2022
   Find out about the transitional provisions and regimes that are operating, following the end of the transition period.

8. Review on disclosure of costs by asset managers

   Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
   We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

9. Investor engagement in a changing regulatory landscape

   Speeches Published: 13/07/2015 Last modified: 14/07/2015
   in a broader range of circumstances than the FCA’s guidance under the Disclosure and Transparency Rules seemed to allow. ... II. ESMA provided its final advice to the European Commission in December 2014 on detailed proposals to support the new MIFID

10. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.