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Showing 1 to 10 of 52 search results for MiFID II notice of intention.

1. MiFID II passporting application form: Branch passport [pdf]

   Forms Published: 17/07/2017
   MiFID II notice of intention to establish a branch or change branch particulars.

2. MiFID II passporting application form: service passport [pdf]

   Forms Published: 17/07/2017
   MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport

3. MiFID II passporting application form: MTF/OTF notification [pdf]

   Forms Published: 17/07/2017
   MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.

4. MiFID II passporting application form: Tied agent notification [pdf]

   Forms Published: 17/07/2017
   MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details.

5. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

6. MiFID II and the fight against financial crime

   Speeches Published: 11/07/2018 Last modified: 20/07/2018
   FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

7. Effective global regulation in capital markets

   Speeches Published: 05/12/2017 Last modified: 11/04/2018
   Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

8. Partly contested cases, the pipeline and AML investigations

   Speeches Published: 04/04/2019 Last modified: 04/04/2019
   FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

9. 2015 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

10. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data.