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Showing 1 to 10 of 326 search results for MiFID II Conference.

1. MiFID II conference

   News stories Published: 19/09/2014 Last modified: 09/12/2016
   MiFID II conference. News stories First published:. 19/09/2014. Last updated: 09/12/2016. ... Find out about the MiFID II conference we held with nearly 500 registered attendees, watch video highlights of the event and read some of the key speeches.

2. MiFID II: The future of European trading in the balance

   Speeches Published: 19/09/2014 Last modified: 01/11/2016
   Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

3. MiFID II wholesale firms conference 2015

   News stories Published: 30/10/2015 Last modified: 11/11/2015
   MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. ... MiFID II wholesale firms conference 2015.

4. Investor protection under MiFID II

   Speeches Published: 20/10/2015 Last modified: 20/10/2015
   Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

5. MiFID II – the road ahead

   Speeches Published: 20/10/2015 Last modified: 26/10/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

6. MiFID II conference: Commodities [pdf]

   Documents Published: 11/11/2014 Last modified: 03/08/2016

7. MiFID II conference: Best execution [pdf]

   Documents Published: 11/11/2014 Last modified: 03/08/2016

8. MiFID II conference: Third countries [pdf]

   Documents Published: 11/11/2014 Last modified: 03/08/2016

9. The basic advice regime under MiFID II & IDD

   Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
   The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

10. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017