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Showing 82 to 91 of 315 search results for MiFID II and IDD.

  1. Insurance Distribution Directive

    The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

  2. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms Published: 06/11/2017
    UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.

  4. UK actions under MiFID II Articles 32 and 52 [xlsx]

    Data Published: 21/06/2018 Last modified: 21/03/2024
    Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52.

  5. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.

  6. MiFID II passporting application form: service passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport

  7. MiFID II Conduct Forum, April 2016: presentation [pdf]

    Systems information Published: 10/05/2016 Last modified: 04/08/2016

  8. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 29/06/2015 Last modified: 29/06/2015
    Held on 8 June 2015

  9. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 10/08/2015 Last modified: 26/11/2015
    Held on 17 July 2015

  10. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

  11. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 25/09/2015 Last modified: 26/11/2015
    From the meeting held on 14 September 2015.