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Showing 62 to 71 of 315 search results for MiFID II and IDD.

  1. Insurance Distribution Directive

    The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

  2. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  3. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    How MiFID II’s requirements on costs and charges disclosure could be implemented practically. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers and other firms.

  4. MiFID II: applications for permissions needed now

    News stories Published: 19/06/2017 Last modified: 19/06/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

  5. MiFID II Research and Inducement [pdf]

    Impact assessments Published: 04/07/2018

  6. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

    Documents Published: 06/11/2017
    Trading venue MiFID notification and application guide.

  7. MIFID II Ancillary Activity Exemption – Notification Guide [pdf]

    Documents Published: 19/07/2017
    Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption.

  8. MiFID II – Application and notification user guide [pdf]

    Documents Published: 13/01/2017
    This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II.

  9. Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 October 2016.

  10. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 December 2016.

  11. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 14 November 2016.