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Showing 42 to 51 of 315 search results for MiFID II and IDD.

42. Insurance Distribution Directive

    The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

43. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

    Impact assessments Published: 04/07/2018

44. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

45. MiFID II Taping [pdf]

    Impact assessments Published: 04/07/2018

46. MiFID II Inducements [pdf]

    Impact assessments Published: 04/07/2018

47. [pdf]

    Documents Published: 26/03/2015 Last modified: 26/03/2015

48. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

49. MiFID II Independence [pdf]

    Impact assessments Published: 04/07/2018

50. MiFID II conference: Commodities [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

51. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

52. FCA statement on MiFID II inducements and research

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.