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Showing 151 to 160 of 249 search results for LIBOR and EURIBOR.

  1. List of industry guidance

    Tasks for regulated firms Published: 05/08/2015 Last modified: 05/02/2020
    FCA list of industry guidance
  2. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 03/09/2020
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement
  3. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR.
  4. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    In light of the recent FOREX investigation, which saw the FCA uncover failures by firms to correct their controls to prevent attempts to manipulate the market after the LIBOR failings had ... In one LIBOR case a submitter wrote to his manager, "we are
  5. Personal accountability

    Speeches Published: 02/12/2015 Last modified: 19/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ
  6. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    We start in a place where, as LIBOR and FX have shown, the loyalties of your staff may be to people outside the firm rather than in it and where people
  7. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 05/01/2021
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.
  8. Annual Report 2014/15

    Corporate documents Published: 02/07/2015 Last modified: 25/10/2016
    our enforcement action, including on LIBOR and Forex. our response to the Davis review.
  9. Article 23d Benchmarks Regulation – Draft Notice of Requirements [pdf]

    LIBOR notices Published: 29/09/2021
    Article 23d Benchmarks Regulation – Draft Notice of Requirements
  10. Product sales data: performance data FAQs

    Registers and systems Published: 06/05/2016 Last modified: 04/01/2022
    Product sales data: new mortgage requirements: performance data FAQs