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Showing 92 to 101 of 236 search results for Information changed Pensions Advisory Service.

  1. Aggregate complaints data: 2016 H2

    Firms Published: 05/04/2016 Last modified: 23/10/2017
    This data includes all the complaints that firms report to us.
  2. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 19/05/2022
    We explain below the Proxy Advisors Regulations, to who they apply, how to join our public list and how breaches can be reported.
  3. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 07/01/2021
    Our training and competence regime supports consumers by making sure the financial services workforce is appropriately qualified and well regulated.
  4. The changing face of financial crime

    Speeches Published: 01/07/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  5. FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

    Statements Published: 11/12/2017 Last modified: 22/06/2020
    The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB
  6. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 07/09/2021
    Find out what to do if you think a financial advert or promotion is misleading or unclear.
  7. How to avoid investment scams

    ScamSmart Consumers Scams Last modified: 10/05/2022
    Learn how to protect yourself from investment and pension scams. Check if you’re dealing with an authorised firm and what to do if you suspect a scam.
  8. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

    Press Releases Published: 13/08/2015 Last modified: 24/03/2020
    Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).
  9. Cryptoasset investment scams

    ScamSmart Consumers Scams Last modified: 11/01/2022
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you are scammed.
  10. FCA stops Alexander David Securities Limited disposing of assets without permission

    Statements Published: 29/04/2022 Last modified: 29/04/2022
    The FCA has imposed requirements on corporate advisory firm, Alexander David Securities Limited (ADSL), which means it must not dispose of any assets without the written consent of the FCA. Since 29 June 2020, ADSL has not been permitted to