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Showing 41 to 50 of 59 search results for GC13/6 Primary Market Bulletin No.

  1. Primary Market Bulletin Issue 21 [pdf]

    Newsletters Published: 22/02/2019
    In this edition, we advise market makers and issuers of new regulatory obligations that they will need to implement for the Short Selling Regulation (SSR) and Market Abuse Regulation (MAR), if the UK leaves the EU on 29 March 2019 without an
  2. Policy development update

    News stories Published: 03/07/2020 Last modified: 11/09/2020
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.
  3. Primary markets

    UKLA Last modified: 06/04/2020
    The UK is a global centre for the issuance of securities, tradable financial instruments like shares and bonds. The primary market is where these are first issued and sold, before being traded on the secondary market
  4. FSA - FG12/22: Summary of feedback received [pdf]

    Finalised guidance Published: 17/12/2012 Last modified: 19/04/2016
    In Primary Market Bulletin (PMB) No. 2 (July 2012), we consulted on the initial content of the UKLA Knowledge Base, which comprised 82 draft technical and procedural notes relating to aspects of the Prospectus Rules (PR), Listing Rules (LR) and
  5. Contact Primary Markets

    Markets Published: 03/05/2016 Last modified: 16/09/2019
    How to contact our primary market specialists.
  6. Primary Market Bulletin Issue 16 [pdf]

    Newsletters Published: 30/06/2016 Last modified: 30/06/2016
    As in PMB No 15, we discuss the new Market Abuse Regulation (MAR) which will apply from 3 July 2016. The last bulletin was a special issue devoted to explaining how the new notifications established by MAR would work in practice. This edition
  7. FSA - Primary Market Bulletin No.4 [pdf]

    Newsletters Published: 11/12/2012 Last modified: 03/08/2016
    In this edition, we return to the UKLA Knowledge Base consultation we launched in Primary Market Bulletin (PMB) No. 2. As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners
  8. FG15/5 - Primary Market Bulletin Nos. 8 and 9

    Newsletters Published: 30/03/2015 Last modified: 03/09/2016
    FG15/5 - Primary Market Bulletin Nos. 8 and 9. Newsletters First published:. ... In Primary Market Bulletin Nos. 8 (August 2014) and 9(November 2014) we proposed the following changes to the Knowledge Base:.
  9. FSA - Primary Market Bulletin No.4: Text amended [pdf]

    Newsletters Published: 06/12/2012 Last modified: 03/08/2016
    The listing and prospectus regimes are separate. An issuer who requires its securities to be admitted to the Official List maintained by the UKLA must apply to us for those securities to be listed. The issuer must then meet whichever set of listing
  10. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

    Newsletters Published: 05/12/2012 Last modified: 03/08/2016
    As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and