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Showing 71 to 80 of 15949 search results for Firms need to register.
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Keeping your firm's details up to date
Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation. -
ScamSmart - Avoid investment and pension scams
ScamSmart is a Financial Conduct Authority campaign providing information on how to avoid investment and pension scams. -
Firms
Tasks for regulated firms and authorisation information for new firms -
Claims management companies
On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more. -
Reporting requirements for CMCs
Learn more about the annual reporting requirements for claims management companies (CMCs). -
How to complain
If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service. -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
Securitisation
Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple, -
Waivers and modifications
Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions. -
Limited Network Exclusion (LNE)
The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.