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Showing 21 to 30 of 15949 search results for Firms need to register.

21. Credit unions

    Tasks for firms Published: 11/05/2015 Last modified: 03/11/2023
    Find out how to get authorised and about other requirements for credit unions.

22. Consumers

    Consumers Last modified: 31/10/2023
    Consumers can find out about their rights with banking, insurance, mortgages and financial advice, and how to complain or avoid scams.

23. Appointed Representatives help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out which points you should review before completing an Appointed Representative’s application.

24. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for firms Published: 07/05/2015 Last modified: 28/07/2023
    Firms use the FCA online invoicing portal to access their invoices, pay their fees and more. The portal is the most efficient and environmentally friendly way for them to communicate with firms. Find out how to register and login below.

25. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

26. Apply for a waiver or modification

    Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
    Find out how to apply to us for a waiver or modification of Handbook rules.

27. Claims management companies: our regulation

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is the claims management companies (CMCs) regulator. Learn about regulation and whether your firm needs to be FCA-authorised.

28. Product sales data: cancellations and corrections

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: cancellations and corrections

29. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

30. Wholesale markets firm applicants

    Firm authorisation Published: 05/07/2023 Last modified: 08/11/2023
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.