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Showing 1 to 10 of 15084 search results for Financial Services Register to ensure.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Wholesale markets firm applicants

   Firm authorisation Published: 04/07/2023 Last modified: 24/04/2024
   If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

6. REP025 data item: FAQs

   Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
   Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

7. Financial Services Register

   Statements Published: 01/02/2021 Last modified: 02/02/2021
   The Register is currently unavailable due to technical issues that are being investigated. We are working to restore the Register as quickly as possible.

8. Jyske Bank /jyskeuk.org (clone of firm on Financial Services Register)

   Warnings Published: 12/11/2021 Last modified: 12/11/2021
   Jyske Bank /jyskeuk.org (clone of firm on Financial Services Register) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

9. Principal firms who have Credit Broking permissions: Good practice and areas for improvements

   Good and poor practice Published: 23/04/2024 Last modified: 23/04/2024
   We assessed the key harms and drivers of harm caused by ARs and IARs who undertake credit broking. We found some examples of good and poor practice that we'd like to share with firms, as we think they can improve their practices.

10. Fake Financial Services Register link

    Statements Published: 11/06/2020 Last modified: 12/06/2020
    We are aware that there has been an attempt to reproduce our Financial Services Register on a non-FCA website.