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Showing 1 to 10 of 4227 search results for Final notice in relation.

1. Final Notice 2023: Marfil Financial and Insurance Corporation [pdf]

   Final notices Published: 15/08/2023
   Final Notice 2023: Marfil Financial and Insurance Corporation This final notice refers to a failure to satisfy

2. FCA Final Notice to Finablr plc

   Statements Published: 25/02/2022 Last modified: 25/02/2022
   We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.

3. Business interruption insurance

   Firms Focus areas Published: 11/05/2020 Last modified: 05/04/2024
   Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. 

4. FCA issues Final Notice to former CEO for anti-money laundering failings

   Press Releases Published: 18/11/2022 Last modified: 18/11/2022
   We have publicly censured Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK) for anti-money laundering (AML) failings.

5. FCA confirms approach to European firms temporarily operating in the UK

   Press Releases Published: 18/01/2022 Last modified: 21/01/2022
   European firms wishing to remain in the temporary permissions regime (TPR) need to meet our standards to continue operating in the UK.

6. FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function

   Press Releases Published: 22/09/2015 Last modified: 14/11/2016
   FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function. ... The Final Notice for Craig McNeil.

7. Final Notice 2023: Equifax Limited [pdf]

   Final notices Published: 13/10/2023
   This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and

8. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

9. Final Notice 2020: Paul Milsom [pdf]

   Final notices Published: 27/04/2020
   The reason for this action is because he lacks honesty and integrity such that he is not fit and proper to perform any functions in relation to regulated activities carried on by an authorised person, exempt person or exempt professional firm. As a

10. FSA - PS12/2 [pdf]

    Policy statements Published: 20/01/2012 Last modified: 30/05/2013
    Policy FSA - PS12/2 - This Policy Statement reports on the main issues in relation to custody liens arising from Consultation Paper 11/15: Client assets sourcebook: (1) Custody liens, (2) Title transfer collateral arrangements (July 2011) and