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Showing 1 to 10 of 1061 search results for Final Notice refers to breaches of TC related.

1. Final Notice 2015: Michael Banks [pdf]

   Final notices Published: 17/02/2015 Last modified: 17/02/2015
   This final notice refers to breaches of TC related to threshold conditions in the consumer credit sector. We imposed a refusal.

2. FCA Final Notice 2013: Churchill Securities (UK) Limited [pdf]

   Final notices Published: 25/07/2013 Last modified: 07/04/2015
   This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

3. FCA Final Notice 2014: Drain Claim Limited [pdf]

   Final notices Published: 07/01/2014 Last modified: 07/04/2015
   This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

4. FCA Final Notice 2013: Richards Wines and Levy Limited [pdf]

   Final notices Published: 06/08/2013 Last modified: 07/04/2015
   This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

5. FCA Final Notice 2013: John Patrick Morris [pdf]

   Final notices Published: 15/08/2013 Last modified: 07/04/2015
   This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.

6. FCA Final Notice 2013: Mark Richard Faulkner [pdf]

   Final notices Published: 29/07/2013 Last modified: 07/04/2015
   This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

7. FCA Final Notice 2013: Nicholas Welsh & Co Limited [pdf]

   Final notices Published: 03/07/2013 Last modified: 07/04/2015
   This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

8. FCA Final Notice 2013: The Transportation Group (UK) Limited [pdf]

   Final notices Published: 02/09/2013 Last modified: 07/04/2015
   This final notice refers to breaches of TC related to threshold conditions in the designated investment business sector. We imposed a cancellation.

9. FCA Final Notice 2014: AMI Professional Services Limited [pdf]

   Final notices Published: 08/10/2014 Last modified: 07/04/2015
   This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

10. FCA Final Notice 2013: Bentley-Leek Financial Management Limited [pdf]

    Final notices Published: 18/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. We imposed a withdrawal.