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Showing 1 to 11 of 21 search results for Final Notice for Keydata's former finance.

1. Forms

   List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

2. FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function

   Press Releases Published: 22/09/2015 Last modified: 14/11/2016
   FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function. ... The Final Notice for Craig McNeil.

3. Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives

   Press Releases Published: 06/11/2018 Last modified: 06/11/2018
   The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata).

4. FCA bans former CIB Partners Limited CEO Arnold Eber

   Press Releases Published: 27/02/2014 Last modified: 27/02/2014
   assets. The Final Notice for Arnold Eber. ... The SLS bonds and asset portfolio, which are the subject of this Final Notice, underpinned certain products issued by Keydata Investment Services Limited (in administration) (Keydata).

5. The FCA bans Keydata’s former compliance officer, Peter Johnson

   Press Releases Published: 19/05/2016 Last modified: 19/05/2016
   The Final Notice follows Mr Johnson’s withdrawal of his reference to the Upper Tribunal. ... The Final Notice for Peter Johnson.

6. 2013 fines

   News stories Published: 02/01/2013 Last modified: 26/03/2024
   Fines published during the calendar year ending December 2013.

7. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

   Press Releases Published: 11/02/2022 Last modified: 11/02/2022
   Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

8. 2018 Disclosure Log

   Last modified: 14/09/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

9. FCA bans debt management couple for misappropriating client money

   Press Releases Published: 23/10/2017 Last modified: 23/10/2017
   The Financial Conduct Authority (FCA) has today banned Adrian and Christine Whitehurst, former directors of debt management firm First Step Finance Limited (now dissolved), for dishonestly misappropriating client money. Over 4000 customers lost a

10. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

    Press Releases Published: 12/12/2013 Last modified: 07/02/2022
    Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

11. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 06/04/2016 Last modified: 24/01/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.