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Showing 81 to 90 of 206 search results for Final Notice to Finablr plc.

81. FSA Final Notice 2008: Alliance & Leicester plc [pdf]

    Final notices Published: 06/10/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Alliance & Leicester plc

82. FSA Final Notice 2012: Bank of Scotland Plc [pdf]

    Final notices Published: 09/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc

83. FSA Final Notice 2013: The Prudential Assurance Company Limited [pdf]

    Final notices Published: 27/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Prudential Assurance Company Limited

84. Final Notice 2018: RSI Bank Plc [pdf]

    Final notices Published: 20/02/2018
    This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

85. FSA Final Notice 2008: Woolworths Group plc [pdf]

    Final notices Published: 11/06/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Woolworths Group plc

86. FSA Final Notice 2011: Specialist Solutions Public Limited Company [pdf]

    Final notices Published: 14/04/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Specialist Solutions Public Limited Company

87. Final Notice 2017: Tesco plc [pdf]

    Final notices Published: 28/03/2017
    This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.

88. FSA Final Notice 2003: St James's Place UK plc [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: St James's Place UK plc

89. Final Notice 2023: Al Rayan Bank PLC [pdf]

    Final notices Published: 11/01/2023
    This Final Notice refers to breaches of Principle 3 related to Financial Crime in the Retail Bank sector. We imposed a Financial Penalty.

90. FCA Final Notice 2014: The Royal Bank of Scotland Plc [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.