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Showing 71 to 80 of 206 search results for Final Notice to Finablr plc.

71. FSA Final Notice 2003: Abbey National plc [pdf]

    Final notices Published: 01/12/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: Abbey National plc

72. FCA Final Notice 2013: Dexion Capital plc [pdf]

    Final notices Published: 16/12/2013 Last modified: 07/11/2014
    Following a request received from Dexion Capital plc, the FCA hereby limits and restricts the services to which the sponsor approval of Dexion Capital plc relates.

73. FCA Final Notice 2013: Xcap Securities PLC [pdf]

    Final notices Published: 11/06/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 10 related to client money/assets in the trading firms sector. We imposed a fine.

74. FSA Final Notice 2004: Universal Salvage PLC [pdf]

    Final notices Published: 01/05/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Universal Salvage PLC

75. FSA Final Notice 2006: A S General Insurance Brokers Plc [pdf]

    Final notices Published: 10/07/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: A S General Insurance Brokers Plc

76. FSA Final Notice 2002: The Big Food Group plc [pdf]

    Final notices Published: 01/04/2002 Last modified: 14/06/2014
    FSA Final Notice 2002: The Big Food Group plc

77. FSA Final Notice 2004: Millfield Group Plc [pdf]

    Final notices Published: 01/10/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Millfield Group Plc

78. FSA Final Notice 2005: Pace Micro Technology plc [pdf]

    Final notices Published: 01/01/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: Pace Micro Technology plc

79. Final notice 2016: Cenkos Securities Plc [pdf]

    Final notices Published: 09/08/2016 Last modified: 09/08/2016
    This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine.

80. FCA Final Notice 2013: Clydesdale Bank PLC [pdf]

    Final notices Published: 26/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6 related to unfair treatment of customers in the retail banks sector. We imposed a fine and redress.