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Showing 61 to 70 of 206 search results for Final Notice to Finablr plc.
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FSA Final Notice 2009: Wolfson Microelectronics Plc [pdf]
FSA Final Notice 2009: Wolfson Microelectronics Plc -
Final Notice 2022: Santander UK Plc [pdf]
This Final Notice refers to breaches of PRIN 3 related to the risk of financial crime in the Retail Banking sector. We imposed a financial penalty. -
FCA Final Notice 2014: Santander UK plc [pdf]
This final notice refers to breaches of PRIN 7, PRIN 9 and COBS related to unfair treatment of customers in the wealth management and private banking, investment advisers and platforms sector. We imposed a fine. -
FSA Final Notice 2007: Capital One Bank (Europe) Plc [pdf]
FSA Final notice 2007: Capital One Bank (Europe) Plc - 15 February 2007 -
Final Notice 2020: Redcentric PLC [pdf]
This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure -
FSA Final Notice 2005: MyTravel Group plc [pdf]
FSA Final Notice 2005: MyTravel Group plc -
FSA Final Notice 2004: Bradford & Bingley plc ("BBG") [pdf]
FSA Final Notice 2004: Bradford & Bingley plc ("BBG") -
FSA Final Notice 2006: Hoodless Brennan Plc [pdf]
FSA Final Notice 2006: Hoodless Brennan Plc -
FSA Final Notice 2003: Hoodless Brennan and Partners Plc [pdf]
FSA Final Notice 2003: Hoodless Brennan and Partners Plc -
FSA Final Notice 2007: Hadenglen Home Finance plc [pdf]
FSA Final Notice 2007: Hadenglen Home Finance plc