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Showing 31 to 40 of 206 search results for Final Notice to Finablr plc.

31. Final Notice 2023: NMC Health Plc (in Administration) [pdf]

    Final notices Published: 17/11/2023
    This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure.

32. FSA Final Notice 2009: Barclays Capital Securities Limited and Barclays Bank plc [pdf]

    Final notices Published: 19/08/2009 Last modified: 11/06/2015

33. FSA Final Notice 2013: Prudential plc [pdf]

    Final notices Published: 27/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Prudential plc

34. FSA Final Notice 2006: Guardian Assurance plc and Guardian Linked Life Assurance Limited [pdf]

    Final notices Published: 12/01/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Guardian Assurance plc and Guardian Linked Life Assurance Limited

35. FSA Final Notice 2010: Executive Investments Plc [pdf]

    Final notices Published: 21/01/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Executive Investments Plc

36. FCA Final Notice 2013: The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. (together “RBS”) [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of SUP and PRIN 2 related to transaction reporting in the investment banks sector. We imposed a fine.

37. FSA Final Notice 2003: Scottish Amicable Life plc [pdf]

    Final notices Published: 01/03/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: Scottish Amicable Life plc

38. FSA Final Notice 2008: Change of control – Resolution plc. [pdf]

    Final notices Published: 17/04/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Change of control – Resolution plc.

39. Final Notice 2020: Aviva plc [pdf]

    Final notices Published: 26/10/2020
    This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility

40. FSA Final Notice 2012: Bank of Scotland Plc [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc