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Showing 11 to 20 of 206 search results for Final Notice to Finablr plc.

  1. FSA Final Notice 2013: The Royal Bank of Scotland plc [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Royal Bank of Scotland plc
  2. FSA Final Notice 2010: Zurich Insurance Plc, UK branch [pdf]

    Final notices Published: 19/08/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Zurich Insurance Plc, UK branch
  3. FSA Final Notice 2009: Nomura International Plc (“Nomura”) [pdf]

    Final notices Published: 16/11/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Nomura International Plc (“Nomura”)
  4. FCA Final Notice 2015: Tiuta Plc [pdf]

    Final notices Published: 05/11/2015 Last modified: 05/11/2015
    This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.
  5. FSA Final Notice 2008: Egg Banking plc [pdf]

    Final notices Published: 10/12/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Egg Banking plc
  6. FSA Final Notice 2009: MFP Group plc [pdf]

    Final notices Published: 16/12/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: MFP Group plc
  7. FSA Final Notice 2013: The Co-operative Bank plc [pdf]

    Final notices Published: 04/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Co-operative Bank plc
  8. FSA Final Notice 2011: Integrated Financial Arrangements plc [pdf]

    Final notices Published: 05/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Integrated Financial Arrangements plc
  9. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.
  10. FSA Final Notice 2013: Lamprell plc [pdf]

    Final notices Published: 18/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Lamprell plc