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Showing 1 to 10 of 1738 search results for Final Notice refers to breaches.

  1. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.
  2. 2020 fines

    News stories Published: 21/01/2020 Last modified: 03/03/2021
    This page contains information about enforcement fines published during the calendar year ending 2020.
  3. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.
  4. 2021 fines

    News stories Published: 04/03/2021 Last modified: 17/12/2021
    This page contains information about enforcement fines published during the calendar year ending 2021.
  5. Final notice 2016: Alan Whittington [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open
  6. FCA Final Notice 2013: Martin Peter Gwynn [pdf]

    Final notices Published: 17/12/2013 Last modified: 08/06/2020
    This final notice refers to breaches of FIT related to
  7. Final Notice 2019: Prindiville Plc [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in
  8. Final Notice 2017: Keep Sheffield Warm [pdf]

    Final notices Published: 06/10/2017
    This final notice (Keep Sheffield Warm) refers to breaches of PRIN 11 related to failing to be
  9. Final Notice 2017: Tesco plc [pdf]

    Final notices Published: 28/03/2017
    This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.
  10. Final Notice 2019: Vale Veterinary Group [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in