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Showing 1 to 10 of 2092 search results for Final Notice refers to breaches.

1. Final notice 2024: Etemaad Money Transfere Ltd [pdf]

   Final notices Published: 18/04/2024
   This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation.

2. 2022 fines

   News stories Published: 28/02/2022 Last modified: 04/01/2023
   Enforcement fines published in 2022.

3. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

4. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

5. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

6. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

7. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

8. Final notice 2016: Alan Whittington [pdf]

   Final notices Published: 25/02/2016 Last modified: 25/02/2016
   This final notice refers to breaches of PRIN 11 related to failing to be open

9. Final Notice 2013: Michael Coscia [pdf]

   Final notices Published: 03/07/2013 Last modified: 07/04/2015
   This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine.

10. Final Notice 2017: Tesco plc [pdf]

    Final notices Published: 28/03/2017
    This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.