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Showing 41 to 50 of 1332 search results for Final Notice refers to breaches of FIT.

41. Final Notice 2024: Clint Canning (AKA Christian Beauchamp AKA Clint Foster) [pdf]

    Final notices Published: 16/02/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

42. Final Notice 2015: Robin Choudhury [pdf]

    Final notices Published: 16/11/2015 Last modified: 16/11/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the general insurance and protection sector. We imposed a prohibition.

43. Final Notice 2015: Magnus Michael Peterson [pdf]

    Final notices Published: 26/10/2015 Last modified: 26/10/2015
    This Final Notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition.

44. Final Notice 2015: Stephen Allen [pdf]

    Final notices Published: 16/04/2015 Last modified: 16/04/2015
    This final notice refers to breaches of FIT related to lack of fitness and propriety and failing to be open and co-operative in the general insurance and protection sector. We imposed a prohibition.

45. Final Notice 2017: Mr John Chiesa [pdf]

    Final notices Published: 12/10/2017
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition and withdrawal.

46. Final Notice 2017: Raj Von Badlo [pdf]

    Final notices Published: 20/02/2017
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

47. Final Notice 2022: Paul Seakens [pdf]

    Final notices Published: 14/01/2022
    This Final Notice refers to breaches of FIT by an investment platform operator. We imposed a prohibition.

48. Final Notice 2015: Ghanshyam Sarup Batra [pdf]

    Final notices Published: 07/08/2015 Last modified: 07/08/2015
    This final notice refers to breaches of FIT, APER 1, APER 4 related to lack of fitness/propriety and failing to be open and co-operative in the mortgages sector. We imposed a prohibition and a withdrawal.

49. FCA Final Notice 2013: Michael Conway [pdf]

    Final notices Published: 17/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the wealth management and private banking, investment advisers and platforms sector. We imposed a prohibition.

50. Final Notice 2019: David John Mills [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition.