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Showing 1 to 10 of 4302 search results for Final Notice 2020.

  1. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.
  2. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.
  3. Final Notice 2020: Commerzbank AG [pdf]

    Final notices Published: 17/06/2020
    Final Notice: Commerzbank AG
  4. Final Notice 2020: Barclays [pdf]

    Final notices Published: 15/12/2020
    This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.
  5. Final Notice 2020: Goldman Sachs International (GSI) [pdf]

    Final notices Published: 22/10/2020 Last modified: 22/10/2020
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty.
  6. FCA Final Notice to Finablr plc

    Statements Published: 25/02/2022 Last modified: 25/02/2022
    We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.
  7. Market Watch 67

    Newsletters Published: 28/05/2021 Last modified: 28/05/2021
    Newsletter on market conduct and transaction reporting issues.
  8. Final Notice 2020: North West Seamless Coating Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2020: Julian Rifat [pdf]

    Final notices Published: 01/09/2020 Last modified: 01/09/2020
    For the reasons given in this Notice, the Authority has decided to make an order,pursuant to section 56 of the Act, prohibiting Mr Rifat from performing anyfunction in relation to any regulated activities carried on by an authorised orexempt person,
  10. Final Notice 2020: Easydrive Cars Ltd [pdf]

    Final notices Published: 01/07/2020
    This final notice (Easydrive Cars Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.