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Showing 1 to 10 of 4302 search results for Final Notice 2020.
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What we publish
We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available. -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
Final Notice 2020: Commerzbank AG [pdf]
Final Notice: Commerzbank AG -
Final Notice 2020: Barclays [pdf]
This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty. -
Final Notice 2020: Goldman Sachs International (GSI) [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty. -
FCA Final Notice to Finablr plc
We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act. -
Market Watch 67
Newsletter on market conduct and transaction reporting issues. -
Final Notice 2020: North West Seamless Coating Ltd [pdf]
This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Julian Rifat [pdf]
For the reasons given in this Notice, the Authority has decided to make an order,pursuant to section 56 of the Act, prohibiting Mr Rifat from performing anyfunction in relation to any regulated activities carried on by an authorised orexempt person, -
Final Notice 2020: Easydrive Cars Ltd [pdf]
This final notice (Easydrive Cars Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.