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Showing 11 to 20 of 80 search results for FSA of inappropriate LIBOR.

  1. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    The day after we had published our findings in the LIBOR case relating to Barclays. ... something only institutions that submit Libor need to worry about and then only on the LIBOR related desks.
  2. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

    Press Releases Published: 19/12/2012 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.
  3. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.
  4. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    The misconduct was widespread. UBS, which was fined in December 2012 for failings connected to LIBOR, made at least 330 written requests to IEL brokers for inappropriate submissions. ... On 27 June 2012, the FSA (the FCA's predecessor) fined Barclays
  5. 2013 fines

    News stories Published: 02/01/2013 Last modified: 26/03/2024
    Fines published during the calendar year ending December 2013.
  6. FSA - CP12/36 [pdf]

    Consultation papers Published: 05/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/36 - This Consultation Paper outlines our proposed approach to enacting recent government policy for the regulation of benchmark submission and administration in the future, with LIBOR as the first benchmark to be brought in
  7. FSA Final Notice 2012: UBS AG 19th Dec [pdf]

    Final notices Published: 19/12/2012 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against UBS AG 19th Dec
  8. FSA Final Notice 2013: The Royal Bank of Scotland plc [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Royal Bank of Scotland plc
  9. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. FSA - GC11/30 [pdf]

    Guidance consultations Published: 07/12/2011 Last modified: 11/07/2016
    The purpose of the guidance is to set out to firms our expectations of NEDs in delivering the appropriate management of retail conduct risk within firms. By retail conduct risk, we mean the risk of a firm treating its retail customers unfairly and