Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 71 to 80 of 90 search results for FCA consults on how to extend the Senior Managers Regime.

  1. Regulation round-up March 2018

    Newsletters Published: 15/03/2018 Last modified: 23/03/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  2. Latest FCA perimeter report calls for legislative change to protect consumers

    Press Releases Published: 21/10/2021 Last modified: 21/10/2021
    In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.
  3. Regulation round-up January 2019

    Newsletters Published: 17/01/2019 Last modified: 28/03/2019
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  4. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  6. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.
  7. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    Taking a brief step back, I know that one area that you will be familiar with is corporate access - payments by investment managers to brokers to arrange access to senior management ... investor and corporate issuer representatives.We also undertook
  8. The journey to a sustainable credit market

    Speeches Published: 26/03/2015 Last modified: 26/03/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Credit Summit. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit
  10. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 27/08/2021
    Read our archive of news relating to EMIR dating back to August 2013.