Search results
Showing 71 to 80 of 96 search results for FCA consults on how to extend the Senior Managers Regime.
-
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
Green Horizon Summit: Rising to the Climate Challenge
Nikhil Rathi Speech, Green Horizon Summit: Rising to the Climate Challenge -
Realising the benefits of purposeful leadership
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham. -
FS19/3: Recognition of codes: feedback on QCP 23 18/39
We summarise responses received to QCP 18/39 on the recognition of industry codes of conduct and outline our next steps. -
Regulation round-up January 2019
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. -
Regulation round-up June 2018
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. -
Regulation round-up March 2018
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector. -
Primary Market Bulletin Issue No. 30
In this special edition, we publish general news and information, including changes to our Knowledge Base. -
Latest FCA perimeter report calls for legislative change to protect consumers
In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit. -
Investor protection in the UK: New tools, new challenges
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.