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Showing 1 to 10 of 90 search results for FCA consults on how to extend the Senior Managers Regime.

1. FCA consults on how to extend the Senior Managers Regime to benchmark administrators

   Press Releases Published: 29/11/2019 Last modified: 29/11/2019
   FCA consults on how to extend the Senior Managers Regime (SMR) to benchmark administrators

2. Regulation round-up August 2018

   Newsletters Published: 16/08/2018 Last modified: 16/08/2018
   Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

3. FCA statement on proposals to introduce a public register

   Statements Published: 26/02/2018 Last modified: 26/02/2018
   Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.

4. Regulation of pre-paid funeral plan intermediaries

   Firms Tasks for regulated firms Published: 04/05/2021 Last modified: 01/11/2021
   If you’re involved in selling pre-paid funeral plans, you must consider how you will lawfully continue to do so once FCA regulation starts.

5. Andrew Bailey speech at press conference for the publication of FCA corporate documents

   Speeches Published: 18/04/2017 Last modified: 18/04/2017
   Speech by Andrew Bailey, Chief Executive of the FCA, at the press conference for the publication of FCA corporate documents.

6. A strategy for positive change: our ESG priorities

   Corporate documents Published: 03/11/2021 Last modified: 17/12/2021
   The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

7. FCA extends the Senior Managers and Certification Regime to 47,000 firms

   Firms News stories Published: 09/12/2019 Last modified: 09/12/2019
   FCA extends the Senior Managers and Certification Regime to 47,000 firms

8. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

   Press Releases Published: 26/07/2017 Last modified: 26/07/2017
   In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

9. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

   Press Releases Published: 13/12/2017 Last modified: 13/12/2017
   The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

10. Clarifying our supervisory intentions: overall responsibility for the legal function under the Senior Managers Regime

    Statements Published: 27/01/2016 Last modified: 26/05/2016
    It has come to our attention that there is uncertainty as to whether an individual in charge of a firm’s legal function requires approval under our Senior Managers regime. This statement:describes our plans to consult on this area; and makes clear