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Showing 1 to 10 of 387 search results for Extending the Senior Managers Regime.

1. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules

   Policy statements Published: 02/06/2020 Last modified: 02/06/2020
   The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities

2. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

   Policy statements Published: 26/07/2017 Last modified: 04/07/2018
   We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

3. PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules

   Policy statements Published: 26/07/2017 Last modified: 04/07/2018
   We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

4. Impact assessment: PS18/15: Extending the senior managers and certification regime to insurers [PDF] [pdf]

   Impact assessments Published: 04/07/2019
   This impact assessment relates to PS18/15: Extending the senior managers and certification regime to insurers. It has been verified by the Regulatory Policy Committee.

5. Senior Managers and Certification Regime: one year on

   News stories Published: 07/03/2017 Last modified: 20/03/2024
   The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

6. Senior Managers and Certification Regime

   Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
   The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

7. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

   News stories Published: 30/06/2020 Last modified: 02/09/2020
   The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

8. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

   Press Releases Published: 13/12/2017 Last modified: 13/12/2017
   The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

9. Senior Managers and Certification Regime: Finalising FCA rules

   Statements Published: 10/07/2019 Last modified: 10/07/2019
   We have been working closely with HM Treasury on preparation of the Commencement Order needed to enable the FCA to publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR).

10. Extending the Senior Managers and Certification Regime: Cost-Benefit Analysis [pdf]

    Research insights Published: 26/07/2017