Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 31 to 40 of 541 search results for Doha Investment Group.

  1. Notice of Undertaking: Clerical Medical Investment Group Limited [pdf]

    Undertakings Published: 31/05/2013 Last modified: 24/09/2013
    Pension discharge form
  2. FCA Final Notice 2013: Catalyst Investment Group Limited [pdf]

    Final notices Published: 04/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a public censure.
  3. Unregulated collective investment schemes

    Consumers Know your rights Published: 18/04/2016 Last modified: 14/08/2017
    Some complicated investment opportunities are being unlawfully promoted and sold to members of the general public. Find out why to be wary of these unregulated collective investment schemes (UCIS).
  4. Litmus Capital Management Group (clone)

    Warnings Published: 11/01/2012 Last modified: 04/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  5. ScamSmart - Forex trading scams

    ScamSmart Last modified: 21/05/2019
    Find out how unauthorised forex trading and brokerage firms work. Learn how to avoid forex trading scams and what to do if you are scammed.
  6. FCA Second Supervisory Notice 2016: Vantage Investment Group Limited [pdf]

    Supervisory notices Published: 22/07/2016 Last modified: 22/07/2016
  7. Fund objectives working group

    Investment managers Published: 08/09/2017 Last modified: 29/01/2018
    The fund objectives working group has been set up to consider ways to improve the usefulness of fund objectives for investors. 
  8. AIFM Remuneration Code (SYSC 19B)

    Tasks for regulated firms Published: 09/05/2015 Last modified: 19/02/2018
    The FCA AIFM Remuneration Code (SYSC 19B) applies to full-scope UK Alternative Investment Fund Managers (AIFMs)
  9. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/03/2018
    Firms should monitor our website for updates on AIFMD.
  10. Financials data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 11/06/2016
    We are a BIPRU investment firm with an Accounting Reference Date (ARD) of 30 September. ... However, UK consolidation groups that do not have UK integrated groups or wider integrated groups will still have to complete this at both the solo/unconsolidated