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Showing 31 to 40 of 583 search results for Doha Investment Group.

  1. Coutts Investment Group / Coutts Advisory Corporate (clone)

    Warnings Published: 25/08/2009 Last modified: 24/10/2017
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  2. FCA Final Notice 2013: Catalyst Investment Group Limited [pdf]

    Final notices Published: 04/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a public censure.
  3. RS Investment Group/ RS Investment Partners (clone of authorised firm)

    Warnings Published: 13/03/2019 Last modified: 29/03/2019
    RS Investment Group/ RS Investment Partners (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  4. About the FCA

    About us What we do Published: 21/04/2016 Last modified: 05/05/2020
    The FCA is the conduct regulator for 59,000 financial services firms and financial markets in the UK.
  5. Litmus Capital Management Group (clone)

    Warnings Published: 11/01/2012 Last modified: 04/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  6. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/03/2018
    Firms should monitor our website for updates on AIFMD.
  7. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.
  8. AIFM Remuneration Code (SYSC 19B)

    Tasks for regulated firms Published: 09/05/2015 Last modified: 19/02/2018
    The FCA AIFM Remuneration Code (SYSC 19B) applies to full-scope UK Alternative Investment Fund Managers (AIFMs)
  9. Recovery and Resolution Directive

    Firms Published: 24/05/2016 Last modified: 01/08/2018
    Read about the EU Recovery and Resolution Directive (RRD), which establishes a comprehensive recovery and resolution regime for certain firms that we prudentially regulate.
  10. Regulation round-up March 2019

    Newsletters Published: 26/03/2019 Last modified: 26/03/2019
    Regulation round-up is our monthly update on the latest news that affects your sector.