Search results

Showing 61 to 70 of 287 search results for Der Global Limited.

61. GLOBALS-LTTDIAA

    Warnings Published: 03/04/2023 Last modified: 09/05/2023
    GLOBALS-LTTDIAA is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

62. Global Solution

    Warnings Published: 27/05/2021 Last modified: 21/02/2022
    Global Solution is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

63. FSA Final Notice 2005: Citigroup Global Markets Limited [pdf]

    Final notices Published: 01/06/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: Citigroup Global Markets Limited

64. Final Notice 2015: Aviva Investors Global Services Limited [pdf]

    Final notices Published: 24/02/2015 Last modified: 24/02/2015
    This final notice refers to breaches of PRIN 3, PRIN 8 and COBS related to unfair treatment of customers, conflicts of interest and culture / governance in the Asset management sector. We imposed a fine.

65. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.

66. Final Notice 2024: Fox Global Trading Limited [pdf]

    Final notices Published: 17/01/2024
    This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.

67. HFX Limited - Correction

    News stories Published: 18/02/2019 Last modified: 18/02/2019
    HFX Limited - Correction. News stories First published:. 18/02/2019. Last updated: 18/02/2019. ... The company which the FSA intended to refer to was in fact called HFX Global.

68. 2015 fines

    News stories Published: 02/01/2015 Last modified: 04/04/2017
    This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

69. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

70. GCG International/Sage Global

    Warnings Published: 10/09/2020 Last modified: 10/09/2020
    GCG International/Sage Global is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.