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Showing 51 to 60 of 948 search results for Culture and governance.

  1. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    This understanding underpins the substantial work on improving corporate culture that the FCA and other regulators have undertaken in recent years. ... In such examples, the culture of the organisation, what people see, hear and experience every single
  2. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.
  3. Supervision

    About us How we regulate Published: 18/04/2016 Last modified: 13/12/2023
    Find out about the FCA's approach to supervising firms, including why we supervise and how we divide the financial sectors we regulate.
  4. Funeral plan providers and intermediaries

    Funeral plan providers and intermediaries Last modified: 13/03/2023
    The FCA regulates the pre-paid funeral plans sector. See all our resources for firms.
  5. Senior Managers and Certification Regime: one year on

    News stories Published: 07/03/2017 Last modified: 20/03/2024
    The FCA marks one year since we introduced of the Senior Managers and Certification Regime.
  6. Final Notice 2022: Matthew Charles Kent [pdf]

    Final notices Published: 06/10/2022
    This Final Notice (Matthew Charles Kent) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial
  7. Final Notice 2022: Sigma Broking Limited [pdf]

    Final notices Published: 06/10/2022
    This Final Notice (Sigma Broking Limited) refers to breaches of SUP 17, SUP 15, PRIN 3 and Article 16 of MAR related to market abuse and transaction reporting failures in the trading firm sector. We imposed a financial penalty.
  8. The Importance of Diversity

    Speeches Published: 05/02/2019 Last modified: 08/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.
  9. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    culture that appear in the McKinsey Quarterly or in the proceedings of the Caux Round Table. ... Perform: How to Build the Highest Performing Cultures Through the Science of Total Motivation’ (or ‘ToMo’):.
  10. FCA publishes discussion paper on transforming culture in financial services

    Press Releases Published: 12/03/2018 Last modified: 12/03/2018
    The Financial Conduct Authority (FCA) has today published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating