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Showing 71 to 80 of 105 search results for Conduct risk during LIBOR transition.

  1. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

    Press Releases Published: 31/03/2014 Last modified: 01/04/2014
    Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation. ... The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part
  2. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.
  3. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    And where firms had failed, despite the lessons of LIBOR, to identify and manage the risks they faced. ... It will work with authorities to help spot trends and risks to the market.
  4. Bank of England and Financial Conduct Authority appoint new Chair of the Sterling Risk Free Reference Rates Working Group

    Press Releases Published: 20/11/2018 Last modified: 20/11/2018
    The Bank of England and Financial Conduct Authority (FCA) have today announced the appointment of Tushar Morzaria as the new Chair of the Sterling Risk Free Reference Rates Working Group (the Working Group). Tushar has been the Chief Financial
  5. A financial system to support the recovery

    Speeches Published: 16/06/2020 Last modified: 16/06/2020
    Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.
  6. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has
  7. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London
  8. Access to cash FCA and PSR joint statement

    Statements Published: 13/05/2021 Last modified: 13/05/2021
    The FCA and Payment Systems Regulator are committed to ensuring that cash, and the infrastructure that supports it, remains available for those who need it.
  9. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    The abuse of the SLS is a novel feature of this case but the underlying conduct and the underlying failings - to identify, mitigate and monitor for obvious risks - are not new. ... The firms failed to identify, manage or control the relevant risks or
  10. Nausicaa Delfas appointed Executive Director of International

    Press Releases Published: 01/02/2018 Last modified: 01/02/2018
    The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.