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Showing 61 to 70 of 105 search results for Conduct risk during LIBOR transition.

  1. FCA bans former RBS LIBOR submitter, Paul White

    Press Releases Published: 12/04/2016 Last modified: 12/04/2016
    By allowing his submissions to be set, in effect, by those with collateral financial interests in the outcome, Mr White recklessly disregarded the risk – the obvious risk - that his LIBOR submission ... CHF money market positions, or those of external
  2. Considerations for firms leaving the TPR

    Firms Focus areas Published: 19/08/2020 Last modified: 12/11/2021
    These considerations will be relevant for firms when seeking authorisation in the UK and leaving the temporary permissions regime (TPR).
  3. Confidence to crisis and back

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Modelling integrity through culture

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    In one LIBOR case a submitter wrote to his manager, "we are being dishonest by definition and are at risk of damaging our reputation in the market and with the regulators." ... We have heard from firms and industry bodies that fines and the focus on
  6. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered
  7. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 08/11/2021
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.
  8. Ethics and Economics

    Speeches Published: 04/03/2014 Last modified: 05/03/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.
  10. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 27/08/2021
    Read our archive of news relating to EMIR dating back to August 2013.