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Showing 51 to 60 of 105 search results for Conduct risk during LIBOR transition.

  1. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 26/07/2021
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.
  2. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 07/01/2021
    Our training and competence regime supports consumers by making sure the financial services workforce is appropriately qualified and well regulated.
  3. Knowledge Base

    Markets Published: 03/05/2016 Last modified: 10/08/2021
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.
  4. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  
  5. Seizing opportunity – challenges and priorities for the FCA

    Speeches Published: 22/09/2021 Last modified: 24/09/2021
    Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House
  6. LIBOR transition – the critical tasks ahead of us in the second half of 2020

    Speeches Published: 03/08/2020 Last modified: 03/08/2020
    Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at a webinar hosted by the International Swaps and Derivatives Association 14 July event on 'The Latest in LIBOR Transition, The Path Forward'.
  7. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    The good news is that the issues we care about, commonly termed ‘conduct risk’, is firmly on the agenda. ... But managing this risk is hard – it cannot be hedged or managed down.
  8. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 
  10. FCA publishes Decision Notice for former UBS LIBOR trader

    Press Releases Published: 14/04/2016 Last modified: 14/04/2016
    Mr Hussein closed his mind to the risk that UBS’s GBP Trader-Submitters would use his preferences to influence the GBP LIBOR submissions they made on behalf of UBS, with ... LIBOR is published daily in a number of currencies and maturities and during