Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 21 to 30 of 105 search results for Conduct risk during LIBOR transition.

  1. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    dotted line, to the fact they’ve taken reasonable steps to make sure their firm’s systems and controls effectively manage conduct risk. ... And this is certainly the case today during what is a critical moment of transition.
  2. Nothing to fear from high standards

    Speeches Published: 16/03/2015 Last modified: 03/11/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.
  4. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.
  5. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.
  6. Media centre

    Media centre Last modified: 24/11/2021
    Latest FCA news, speeches, multimedia, social media and press office details
  7. Transaction reporting

    Markets Transaction reporting Published: 30/05/2016 Last modified: 11/11/2021
    We use transaction reports to detect and investigate suspected market abuse, and for conduct supervision purposes and to support the work of other regulatory authorities.
  8. UK SFTR news

    Published: 05/03/2021 Last modified: 25/10/2021
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).
  9. Markets

    Markets Last modified: 05/07/2021
    FCA Markets landing page.
  10. Charles Randell to step down as FCA and PSR Chair in Spring 2022

    Press Releases Published: 15/10/2021 Last modified: 15/10/2021
    Charles Randell has asked the Chancellor of the Exchequer to commence the process to appoint his successor as Chair of the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR). Charles plans to step down in Spring 2022.