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Showing 81 to 90 of 535 search results for Changes to the Senior Managers Regime.

  1. Regulation round-up September 2016

    Newsletters Published: 15/09/2016 Last modified: 06/03/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  2. Mortgage lenders and intermediaries

    Firms Mortgage lenders and intermediaries Last modified: 23/09/2021
    Information for mortgage lenders and intermediaries.
  3. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Regulation round-up October 2015

    Newsletters Published: 15/10/2015 Last modified: 09/11/2016
    Senior Managers Regime: Grandfathering forms. PS: Whistleblowing. CP: Regulatory references. Call for Inputs on competition in the mortgage sector. ... Improving individual accountability: Workshops for credit unions. Senior Managers Regime:
  5. 2021 Disclosure Log

    Last modified: 17/05/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2021.
  6. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 
  7. Confidence to crisis and back

    Speeches Published: 17/06/2015 Last modified: 17/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Regulation round-up November 2015

    Newsletters Published: 26/11/2015 Last modified: 27/11/2015
    Senior Managers Regime: Grandfathering notification. DP: Innovative Finance ISAs. OP: Methods for analysing mortgage markets. ... Senior Managers Regime: Grandfathering notification. radios. Yes. No. What can we do to improve pages like this?
  9. Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22

    Policy statements Published: 28/09/2016 Last modified: 24/02/2017
    We are publishing our final rules on regulatory references. 
  10. General Insurers and Insurance Intermediaries

    Firms General insurers and insurance intermediaries Last modified: 23/09/2021
    The FCA regulates general insurance intermediaries to create accountability for individual insurers. Learn about insurance industry regulations under the FCA.