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Showing 51 to 60 of 535 search results for Changes to the Senior Managers Regime.

  1. Regulation round-up November 2017

    Newsletters Published: 16/11/2017 Last modified: 16/11/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  2. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.
  3. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015
  4. Whistleblowing in practice: Case studies

    Last modified: 25/10/2021
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act. 
  5. Rules that apply to firms and fund operators in the TPR

    Firms Focus areas Published: 20/08/2020 Last modified: 07/01/2021
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  6. Latest FCA perimeter report calls for legislative change to protect consumers

    Press Releases Published: 21/10/2021 Last modified: 21/10/2021
    In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.
  7. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 27/01/2021
    Find out more about the different SM&CR categories for solo-regulated firms.
  8. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.
  9. Joint FCA and PRA statement on SM&CR and coronavirus: our expectations of dual-regulated firms - December 2020 update

    Published: 18/12/2020 Last modified: 18/01/2021
    In April 2020, we set out our expectations to help dual-regulated firms apply the SM&CR following the exceptional circumstances that arose from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the
  10. Regulation round-up January 2016

    Newsletters Published: 21/01/2016 Last modified: 16/02/2016
    Mortgage Credit Directive (MCD). Statement: EBA guidelines on remuneration policies. Senior Managers Regime: Grandfathering notification. ... CP: Technical changes to the Senior Managers Regime. The Single Euro Payments Area (SEPA) compliance.