Search results
Showing 11 to 20 of 626 search results for Changes to the Senior Managers Regime.
-
Changes in mortgage regulation
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Senior Managers and Certification Regime: Finalising FCA rules
We have been working closely with HM Treasury on preparation of the Commencement Order needed to enable the FCA to publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR). -
Information on Senior Manager Regime applications - April 2022
The FCA answers multiple questions on Senior Managers Regime applications. -
FCA extends the Senior Managers and Certification Regime to 47,000 firms
FCA extends the Senior Managers and Certification Regime to 47,000 firms -
CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)
We are jointly consulting with the PRA on the proposed changes to the Senior Insurance Managers Regime (SIMR) for Swiss general insurers. ... PRA: Consequential amendments to the Senior Managers Regime (SMR) and the Senior Insurance Managers Regime (SIMR) -
Information on investigations opened under the Senior Managers' Regime - June 2022
The FCA provides information on investigations opened under the Senior Managers' Regime. -
FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime
The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their -
Senior Managers and Certification Regime Banking Stocktake Report
The findings of our review into the embedding of the Senior Managers and Certification Regime (SM&CR) in the banking sector. The SM&CR was introduced for deposit-taking firms and dual-regulated investment firms (the banking sector) in March 2016. -
Senior Managers and Certification Regime: supervisory review
We are reporting the findings of our in-depth supervisory review of the Statements of Responsibilities (SoRs) and responsibilities maps supplied with grandfathering notifications for firms. -
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime. ... 10/12/2018. 10/12/2018. Consultation papers First published:. 13/12/2017. Last updated: 22/02/2018. The Senior Managers and