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Showing 101 to 110 of 626 search results for Changes to the Senior Managers Regime.

101. FCA publishes final report in relation to RBS GRG

     Press Releases Published: 13/06/2019 Last modified: 13/06/2019
     The Financial Conduct Authority (FCA) has today published the final report on its investigation in to Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).

102. 2017 Disclosure Log

     Last modified: 16/11/2023
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

103. Our approach to supervision

     Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
     Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public.

104. About the FCA

     About us What we do Published: 19/04/2016 Last modified: 02/04/2024
     The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

105. FCA fee rate movement 2023/24

     Tasks for firms Published: 13/07/2023 Last modified: 13/07/2023
     Find out how to calculate your annual fee and read about the FSCS annual levy.

106. FCA publishes Annual Report and Accounts 2017/18

     Press Releases Published: 19/07/2018 Last modified: 03/08/2018
     The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.

107. Approved Persons help text: Connect

     Published: 12/05/2016 Last modified: 04/10/2023
     Read the FCA Connect help text for Approved Persons.

108. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

     Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
     The regime is comprised of a Senior Managers Regime, Certification Regime and Conduct Rules, and aims to encourage individuals to take greater responsibility for their actions and make it easier for ... PRA CP7/15 / FCA CP15/5 on Approach to

109. Money laundering and terrorist financing

     Focus areas Published: 02/08/2015 Last modified: 21/02/2023
     Find out more about the regulations and risk-based approach to anti-money laundering.

110. Authorisation and registration application fees

     Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
     Find out how much your firm’s application fee will be to become authorised by us, or registered with us.