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Showing 1 to 10 of 550 search results for CFD correspondence.

1. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

   Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
   On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

2. Consumer Investments Strategy - 2 Year Update

   Corporate documents Published: 08/12/2023 Last modified: 08/01/2024
   The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

3. Market Watch 74

   Newsletters Published: 25/07/2023 Last modified: 25/07/2023
   n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

4. FCA secures £130,000 to return to investors

   Press Releases Published: 17/05/2023 Last modified: 19/05/2023
   The FCA has secured two orders to return over £130,000 to victims of unauthorised investment arrangements and advice.

5. Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio [pdf]

   Correspondence Published: 06/04/2023
   Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio.

6. FCA to distribute funds to consumers following enforcement against unlawful CFD forex trading business

   Statements Published: 24/02/2023 Last modified: 24/02/2023
   We have secured money that will be paid to consumers that were subject to illegal contracts for difference (CFDs) forex trading promotions made by the director of 24HR Trading Academy Ltd.

7. Turbo CFD

   Warnings Published: 03/02/2023 Last modified: 03/02/2023
   Turbo CFD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8. Financial promotions quarterly data 2022 Q4

   Data Published: 03/02/2023 Last modified: 05/05/2023
   We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.

9. FCA supports firms through the transition to implementing the Consumer Duty

   Press Releases Published: 03/02/2023 Last modified: 06/04/2023
   FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.

10. CFDConsulting Capital UK Ltd / CFD Trades (Clone of FCA Authorised Firm)

    Warnings Published: 16/12/2022 Last modified: 08/02/2023
    CFDConsulting Capital UK Ltd / CFD Trades (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this