Search results

Showing 31 to 40 of 797 search results for Binance Markets Limited.

31. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 06/01/2022
    We explain below the Proxy Advisors Regulations, to who they apply, how to join our public list and how breaches can be reported.

32. Key Markets Limited (clone of FCA authorised firm)

    Warnings Published: 14/06/2019 Last modified: 14/06/2019
    Key Markets Limited (clone of FCA authorised firm) is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.

33. Defined benefit pension transfers

    Tasks for regulated firms Published: 17/06/2019 Last modified: 21/01/2022
    Supervising defined benefit (DB) transfers has been a key priority for us since the pension reforms, commonly known as the ‘pension freedoms’, were introduced in 2015

34. Infinity Capital Markets/ Infinity Capital Markets Group/ Infinity Capital Markets Limited

    Warnings Published: 13/06/2019 Last modified: 13/06/2019
    Infinity Capital Markets/ Infinity Capital Markets Group/ Infinity Capital Markets Limited is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.

35. Lehman Capital Market Limited

    Warnings Published: 14/06/2010 Last modified: 05/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

36. FCA Final Notice 2014: Forex Capital Markets Limited (FXCM Ltd) and FXCM Securities Limited (FXCM Securities) [pdf]

    Final notices Published: 26/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6, PRIN 11, and COBS related to unfair treatment of customers, and failing to be open and co-operative in the trading firms sector. We imposed a fine and redress.

37. Final Notice 2015: Kudu Emerging Markets Limited [pdf]

    Final notices Published: 04/11/2015 Last modified: 04/11/2015
    This Final Notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the Investment Adviser sector. We imposed a cancellation.

38. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 27/08/2021
    Read our archive of news relating to EMIR dating back to August 2013.

39. Application for a requirement on part 4A permission: La Cloche Capital Markets Limited [pdf]

    Requirement notices Published: 26/05/2015 Last modified: 26/05/2015

40. Regulation round-up October 2013

    Newsletters Published: 29/10/2013 Last modified: 13/06/2016
    The consultation period lasts until 3 December 2013. We censured Catalyst Investment Group Limited for misleading investors in their promotion of bonds offered by ARM Asset Backed Securities SA, based in ... At the Conference, we will discuss some of the