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81. Regulation round-up April 2018

    Newsletters Published: 19/04/2018 Last modified: 19/04/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

82. PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks

    Policy statements Published: 08/02/2016 Last modified: 08/02/2016
    It also presents the amended Handbook text that will apply to benchmark administrators. ... They will also affect relevant users and potential relevant users of these benchmarks.

83. Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period

    Statements Published: 13/03/2019 Last modified: 13/03/2019
    ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation

84. Our Perimeter Report

    Annual reports Published: 19/07/2022 Last modified: 03/08/2022
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

85. An evaluation of bringing additional benchmarks into the regulatory and supervisory regime

    Corporate documents Published: 22/10/2018 Last modified: 20/12/2018
    In this paper, we evaluate the Benchmarks (Amendment) Instrument 2015, which brought seven benchmarks into our regulatory and supervisory regime.

86. FCA consults on use of new powers to support orderly wind down of critical benchmarks

    Press Releases Published: 20/05/2021 Last modified: 20/05/2021
    Today the FCA has published a consultation on its proposed policy framework for exercising two of its new powers under the Benchmarks Regulation (BMR), which will be introduced by the Financial Services Act 2021. These powers relate to the use of

87. Comparison of banking providers’ fraud controls

    Data Published: 09/03/2020 Last modified: 07/08/2020
    This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

88. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version

89. UK MiFIR – Legal Entity Identifiers

    Firms Markets Markets policy Last modified: 31/12/2020
    Read this page if you are a firm subject to UK MiFIR transaction reporting obligations. This page will also be of interest to your clients who are legal entities or structures, including a company, charity or trust, and eligible for an LEI.

90. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.