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Showing 71 to 80 of 3182 search results for Benchmarks Register.

  1. Credit intermediary firms

    New firm authorisation Published: 29/04/2020 Last modified: 01/10/2020
    A guide on what you need to do before applying to us for authorisation as a credit intermediary firm.
  2. Regulation round-up August 2017

    Newsletters Published: 17/08/2017 Last modified: 17/08/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  3. Regulation round-up June 2017

    Newsletters Published: 22/06/2017 Last modified: 22/06/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  4. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    provide payment services through agents); the FCA will update the Financial Services Register to reflect that these businesses will no longer be registered. ... No. 1. You do not need to apply to re-register. If you do not apply for re-registration
  5. Regulation round-up April 2018

    Newsletters Published: 19/04/2018 Last modified: 19/04/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  6. Comparison of banking providers’ fraud controls

    Data Published: 09/03/2020 Last modified: 07/08/2020
    This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their
  7. Unregulated collective investment schemes

    Consumers Know your rights Published: 18/04/2016 Last modified: 20/05/2020
    Find out more about unregulated collective investment schemes (UCIS) and why you should be wary about investing in them.
  8. Financial services firms and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 05/06/2020
    Financial services firms and authorisation
  9. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.
  10. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version