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Showing 81 to 90 of 674 search results for BROKER XM.COM.

  1. Capzone Invest Ltd; trading as HQ Broker

    Warnings Published: 20/04/2018 Last modified: 20/04/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  2. FGM Technology Ltd trading as 10 Brokers

    Warnings Published: 20/06/2018 Last modified: 20/06/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  3. United Merchant Brokers and Private Bankers

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    United Merchant Brokers and Private Bankers is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. Primary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  5. Review of our approach to secondary brokers

    News stories Published: 16/11/2023 Last modified: 16/11/2023
    We have recently reviewed our interpretation of the consumer credit legislation for Limited Permission secondary credit brokers.

  6. Direct Brokers Investments / DB Invest (clone of FCA authorised firm)

    Warnings Published: 27/04/2013 Last modified: 06/09/2013
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  7. Our approach to secondary credit brokers that supply a non-financial service

    Firm authorisation Published: 16/11/2023 Last modified: 16/11/2023
    If you're authorised as a Full Permission secondary credit broker, find out whether you can apply to the FCA to change your authorisation to Limited Permission.

  8. Final Notice 2021: Sunrise Brokers LLP [pdf]

    Final notices Published: 12/11/2021
    This Final Notice (Sunrise Brokers LLP) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty

  9. FCA Final Notice 2014: Martin Brokers (UK) Ltd (Martins) [pdf]

    Final notices Published: 15/05/2014 Last modified: 24/02/2015
    This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and culture/governance in the trading firm. We imposed a fine.

  10. CP Brokers (clone of FCA authorised firm)

    Warnings Published: 21/05/2014 Last modified: 03/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.