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Showing 61 to 70 of 675 search results for BROKER XM.COM.

  1. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

  2. Area Broker Consulting (clone of FCA authorised firm)

    Warnings Published: 30/07/2010 Last modified: 03/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  3. Capzone Invest Ltd t/a HQ Broker

    Warnings Published: 20/04/2018 Last modified: 11/12/2018
    Capzone Invest Ltd t/a HQ Broker is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. IIB International Broker (clone of FCA authorised firm)

    Warnings Published: 09/12/2015 Last modified: 09/12/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  5. Total number of brokers - March 2021

    FOI Release Date of Release: 04/03/2021
    The FCA provides information on the number of commercial finance brokers and residential mortgage brokers.

  6. Cracking down on misleading credit brokers

    About us What we do Published: 17/02/2023 Last modified: 17/02/2023
    The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign.

  7. General insurance brokers: acting for commercial customers

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Understand what we expect of general insurance brokers who arrange premium finance plans.

  8. Information for customers of Triton Insurance Brokers Ltd

    News stories Published: 21/02/2020 Last modified: 21/02/2020
    On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts.

  9. Appropriate Examinations: Broker Fund Adviser [pdf]

    Documents Published: 19/01/2009 Last modified: 03/08/2016
    Standards for Appropriate Examinations for those acting as a Broker Fund Adviser

  10. BBS Consulting / Best Broker Service

    Warnings Published: 08/05/2017 Last modified: 08/05/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.