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Showing 1 to 10 of 532 search results for BROKER XM.COM.

  1. Regulated Broker

    Warnings Published: 22/10/2015 Last modified: 22/10/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  2. XMarkets.com

    Warnings Published: 15/02/2018 Last modified: 15/02/2018
    We have published this statement to warn consumers against dealing with unauthorised firms.
  3. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases Published: 14/11/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.
  4. Strategic Investment Funds (Clone of recognised fund)

    Warnings Published: 11/03/2020 Last modified: 13/07/2021
    Strategic Investment Funds (Clone of recognised fund) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  5. Trading Broker Pro

    Warnings Published: 12/04/2021 Last modified: 28/10/2021
    Trading Broker Pro is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. Final Notice 2021: Sunrise Brokers LLP [pdf]

    Final notices Published: 12/11/2021
    This Final Notice (Sunrise Brokers LLP) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty
  7. FX Profit Broker / FXPB / Armada Markets UK LTD (Clone of FCA and EEA authorised firm)

    Warnings Published: 28/08/2020 Last modified: 21/09/2020
    FX Profit Broker / FXPB / Armada Markets UK LTD (Clone of FCA and EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  8. Anti-money Laundering Compliance

    Focus areas Published: 03/08/2015 Last modified: 15/11/2021
    AML compliance is required from all FCA registered firms. Learn more about AML regulations and appointing a Money Laundering Reporting Officer.
  9. SMEs and insurance brokers

    Consumers Published: 18/04/2016 Last modified: 19/08/2021
    Insurance brokers can play a valuable role in helping small or medium-sized enterprises (SMEs) arrange cover for their businesses. Find out more about their services.
  10. VIP Brokers

    Warnings Published: 21/05/2018 Last modified: 21/05/2018
    VIP Brokers is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.