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Showing 72 to 79 of 79 search results for "primary market bulletin".

  1. FSA - FG12/22: Summary of feedback received [pdf]

    Finalised guidance Published: 17/12/2012 Last modified: 19/04/2016
    In Primary Market Bulletin (PMB) No. 2 (July 2012), we consulted on the initial content of the UKLA Knowledge Base, which comprised 82 draft technical and procedural notes relating to aspects of the Prospectus Rules (PR), Listing Rules (LR) and Disclosure and Transparency Rules (DTR).
  2. Knowledge base

    UKLA Published: 03/05/2016 Last modified: 17/12/2019
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.
  3. Policy development update

    News stories Published: 10/01/2020 Last modified: 10/01/2020
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.
  4. Request individual guidance

    Markets Published: 04/06/2016 Last modified: 25/09/2019
    Find out how to request individual guidance.
  5. Market Abuse Regulation

    Markets Market abuse Published: 04/05/2016 Last modified: 25/03/2019
    The Market Abuse Regulation (MAR) came into effect on 3 July 2016. It aims to increase market integrity and investor protection, enhancing the attractiveness of securities markets for capital raising.
  6. Proxy Advisors

    Markets Published: 18/12/2019 Last modified: 16/01/2020
    We explain below the Proxy Advisors Regulations, to who they apply, how to join our public list and how breaches can be reported.
  7. Notification and disclosure of net short positions

    Markets Short selling Published: 13/05/2016 Last modified: 30/10/2019
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 
  8. Debt Issuers: Early Engagement Team and Enquiry Service

    Markets Published: 04/06/2016 Last modified: 16/09/2019
    Find out about the Early Engagement Team and our Enquiry Service for debt issuers.