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Showing 52 to 61 of 76 search results for "primary market bulletin".

  1. FG13/9 - Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 23/12/2016
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 7. Consultation title Primary Market Bulletin (PMB) No. 5 Date of consultation February 2013 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-handbook technical commentary that has the status of formal FCA guidance.
  2. Markets

    Markets Last modified: 08/10/2019
    FCA Markets landing page.
  3. FG13/4 - Primary Market Bulletin No. 2 and Primary Market Bulletin No. 5

    Newsletters Published: 30/07/2013 Last modified: 03/09/2016
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 6.
  4. GC13/6 Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 03/09/2016
    This proposed guidance relates to the following rules in the FCA and PRA Handbooks  Listing Rules Prospectus Rules Disclosure and Transparency Rules The full guidance: GC13/6 Primary Market Bulletin No. 7 and proposed updates to the Knowledge Base This guidance is likely to be of most relevance to issuers of transferable securities
  5. GC14/5 Primary Market Bulletin No. 8

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules (LR, PR and DTR). This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the...
  6. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 25/03/2019
    Certain types of behaviour, such as insider dealing and market manipulation, can amount to market abuse. Firms must have safeguards in place to identify and reduce the risk of market abuse and other financial crime. 
  7. Regulation round-up February 2019

    Newsletters Published: 21/02/2019 Last modified: 21/02/2019
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  8. Primary Market Bulletin 11 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.
  9. Primary Market Bulletin 12 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.
  10. Exemptions from short-selling requirements

    Markets Short selling Published: 13/05/2016 Last modified: 30/10/2019
    Market makers and authorised primary dealers can use exemptions from certain requirements of the Short Selling Regulation (SSR).