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Showing 52 to 61 of 79 search results for "primary market bulletin".

52. GC14/8 Primary Market Bulletin No. 9

    Newsletters Published: 27/11/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules and Disclosure and Transparency Rules (LR and DTR). This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the UK Listing Authority...

53. FG13/4 - Primary Market Bulletin No. 2 and Primary Market Bulletin No. 5

    Newsletters Published: 30/07/2013 Last modified: 03/09/2016
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 6.

54. FG15/2 - Primary Market Bulletin No. 10

    Newsletters Published: 30/01/2015 Last modified: 03/09/2016
    Date of consultation January 2014 and September 2014 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-Handbook technical commentary that has the status of formal FCA guidance. It consists of a series of short technical and procedural notes (Notes) published in PDF form and ordered by topic. The Notes relate to...

55. GC15/3 Primary Market Bulletin No. 11

    Newsletters Published: 30/03/2015 Last modified: 03/09/2016
    We are consulting on the following changes that we are proposing to make to the Knowledge Base. This guidance is likely to be of most relevance to issuers of transferable securities and their advisers, investors and other persons who interact with the UK Listing Authority. Background to this consultation The Knowledge Base is the UKLA’s...

56. GC13/6 Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 03/09/2016
    This proposed guidance relates to the following rules in the FCA and PRA Handbooks  Listing Rules Prospectus Rules Disclosure and Transparency Rules The full guidance: GC13/6 Primary Market Bulletin No. 7 and proposed updates to the Knowledge Base This guidance is likely to be of most relevance to issuers of transferable securities

57. FG15/5 - Primary Market Bulletin Nos. 8 and 9

    Newsletters Published: 30/03/2015 Last modified: 03/09/2016
    Dates of consultations August 2014 and November 2014 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-Handbook commentary that has the status of formal FCA guidance. It consists of a series of short procedural and technical notes published in PDF form and ordered by topic. The notes relate to aspects of the Listing...

58. GC14/5 Primary Market Bulletin No. 8

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules (LR, PR and DTR). This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the...

59. Contact Primary Markets

    Markets Published: 03/05/2016 Last modified: 16/09/2019
    How to contact our primary market specialists.

60. FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    Date of consultation July 2013 and October 2013 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-handbook technical commentary that has the status of formal FCA guidance. It consists of a series of short technical and procedural notes (Notes) published in PDF form and ordered by topic. The Notes relate to aspects...

61. FSA - Primary Market Bulletin No.4: Text amended [pdf]

    Newsletters Published: 06/12/2012 Last modified: 03/08/2016
    The listing and prospectus regimes are separate. An issuer who requires its securities to be admitted to the Official List maintained by the UKLA must apply to us for those securities to be listed. The issuer must then meet whichever set of listing conditions are relevant for the security to be listed.