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Showing 52 to 61 of 79 search results for "primary market bulletin".

  1. Primary markets

    UKLA Last modified: 19/12/2019
    The UK is a global centre for the issuance of securities, tradable financial instruments like shares and bonds. The primary market is where these are first issued and sold, before being traded on the secondary market
  2. GC14/8 Primary Market Bulletin No. 9

    Newsletters Published: 27/11/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules and Disclosure and Transparency Rules (LR and DTR). This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the UK Listing Authority...
  3. FG13/4 - Primary Market Bulletin No. 2 and Primary Market Bulletin No. 5

    Newsletters Published: 30/07/2013 Last modified: 03/09/2016
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 6.
  4. Markets

    Markets Last modified: 08/10/2019
    FCA Markets landing page.
  5. GC13/6 Primary Market Bulletin No. 7

    Newsletters Published: 08/10/2013 Last modified: 03/09/2016
    This proposed guidance relates to the following rules in the FCA and PRA Handbooks  Listing Rules Prospectus Rules Disclosure and Transparency Rules The full guidance: GC13/6 Primary Market Bulletin No. 7 and proposed updates to the Knowledge Base This guidance is likely to be of most relevance to issuers of transferable securities
  6. FSA - Primary Market Bulletin No.4 [pdf]

    Newsletters Published: 11/12/2012 Last modified: 03/08/2016
    In this edition, we return to the UKLA Knowledge Base consultation we launched in Primary Market Bulletin (PMB) No. 2. As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the...
  7. GC14/5 Primary Market Bulletin No. 8

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules (LR, PR and DTR). This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the...
  8. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

    Newsletters Published: 05/12/2012 Last modified: 03/08/2016
    As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and Transparency Rules (DTR). Here is the summary of actions.
  9. FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    Date of consultation July 2013 and October 2013 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-handbook technical commentary that has the status of formal FCA guidance. It consists of a series of short technical and procedural notes (Notes) published in PDF form and ordered by topic. The Notes relate to aspects...
  10. Regulation round-up February 2019

    Newsletters Published: 21/02/2019 Last modified: 21/02/2019
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.