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  1. ESS user guide for SSR [pdf]

    Primary market Published: 21/02/2020
    Create and submit short selling notifications under the Short Selling Regulation (SSR).
  2. Final notice 2020: Elizabeth Marie Walker [pdf]

    Final notices Published: 21/02/2020
    This final notice refers to a candidate for approval to perform a controlled function. The candidate did not satisfy us that she met the competence and capability criteria of the FCA’s Fit and Proper Person Test. We refused the application.
  3. Final Notice 2020: Thames Auto Sales [pdf]

    Final notices Published: 19/02/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. Final Notice 2020: Spiral Cycles Limited [pdf]

    Final notices Published: 19/02/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  5. FCA mandated and voluntary information on current account services - service information - February 2020 [xlsx]

    Data Published: 19/02/2020
    Data tables of collected metrics on speed of service and on major incidents for each brand/bank - February 2020
  6. FCA mandated and voluntary information on current account services

    Data Published: 19/02/2020 Last modified: 19/02/2020
    Current account providers are publishing better information about the services they offer consumers and small businesses. This follows action by the FCA and the Competition and Markets Authority (CMA), and a voluntary commitment by banks and building societies. On this page there are tables of collected metrics on speed of service and on major...
  7. Sector Views 2020 [pdf]

    Corporate documents Published: 18/02/2020
    FCA Sector Views 2020.
  8. Video transcript: sector views video [pdf]

    Transcripts Published: 18/02/2020
    Read the transcript for our sector views video.
  9. Second Supervisory Notice 2020: Rix Motor Company Limited [pdf]

    Supervisory notices Published: 18/02/2020
    Second Supervisory Notice for Rix Motor Company Limited (2020)
  10. Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]

    Supervisory notices Published: 18/02/2020
    This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We imposed a suspension/restriction and redress.